Houston Principal Anthony J. Phillips co-authored an article in the May 2019 edition of CEP [Compliance and Ethics Professional] Magazine entitled "Effective investigations: The whole is greater than the sum of its parts."
It discussed the dilemma compliance professionals often find themselves wearing two distinct hats. Usually, they are the “friendly face,” conducting compliance training, responding to questions, and tactfully helping the business maximize profitability within the confines of the law and company policies. Sometimes, however, they are compelled to be the “corporate cop,” administering Upjohn warnings to that same vice president who recently attended compliance training (but was apparently asleep).
To read the full article, click here.